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Compliance Advisory Lead

Robinhood·Menlo Park, CA; New York, NY; Washington, DClead

In short

  • →Líder de cumplimiento para productos bancarios en Robinhood, aplicando regulaciones financieras con enfoque en proteger al cliente.
  • →Trabajas diariamente con equipos de producto, ingeniería y bancos socios, revisando documentos, evaluando riesgos y preparando auditorías.
  • →Roles clave incluyen liderar auditorías regulatorias y mantener políticas de cumplimiento actualizadas ante cambios legales.

Fluency in English is required to collaborate across global teams and review regulatory do

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The questions they'll ask you

1. ¿Cómo has gestionado una auditoría regulatoria con un banco socio en un entorno de alta presión?

2. Describe una vez que identificaste un riesgo de cumplimiento en un producto financiero y cómo lo mitigaste.

3. ¿Cómo asegurarías que una nueva función de retiro cumpla con Reg E y UDAAP?

🔒 +7 more questions

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💵 USD · Remote · No visa

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What they ask for

  • ✓7+ años en cumplimiento financiero, con experiencia en banca y fintech.
  • ✓Experiencia directa con bancos socios y agencias reguladoras federales y estatales.
  • ✓Conocimiento avanzado de UDAAP, Reg E, Reg DD, TISA y leyes de transmisión de dinero.
  • ✓Capacidad para diseñar y escalar políticas de cumplimiento bajo presión.
  • ✓Habilidades de liderazgo en auditorías regulatorias internas y externas.
  • ✓Capacidad para comunicar guías de cumplimiento claras a equipos no legales.

Don't tick every box? That's normal — your free dossier shows your gaps and how to cover them in the interview.

UDAAPReg EReg DDTISAEFTAMoney Transmission LawsCompliance Management SystemBank Sponsor PartnershipsAudit PreparationCustomer Disclosures

Who should you write to at Robinhood?

Your free dossier identifies the people who'd interview you — their background, what they value, and how to reach out so you stand out before applying.

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards. The Robinhood Money team is responsible for building and scaling banking products that help customers safely store, move, and manage their money. The team partners closely with product, engineering, legal, operations, and external bank partners to deliver compliant, reliable, and customer-first financial solutions. As Money Compliance Lead, you will play a critical role in ensuring that Robinhood embeds regulatory compliance for its expanding suite of banking products, as well as future products. You will participate in multiple compliance functions to support the administration of our compliance management system. In this role, you will analyze regulatory changes, review marketing and customer disclosures, and provide clear compliance guidance to product teams. You will also collaborate with bank sponsors and partner teams to manage regulatory requests and examinations. Your efforts will directly safeguard our platform and enhance our customer experience. This role is based in our Menlo Park, CA; New York City, NY; Washington DC office(s), with in-person attendance expected at least 3 days per week. At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams. What you’ll do • Partner closely with product and engineering teams to support the design, launch, and iteration of new banking products, features, and process changes to ensure adherence to applicable banking and consumer protection regulations. • Perform compliance risk assessments of relevant regulations, such as UDAAP, Reg E, Reg DD, etc. • Review marketing materials, customer communications, and disclosures for regulatory compliance. • Coordinate due diligence requests and ongoing compliance activities with sponsor banks and other third-party partners. • Own, maintain, and continuously improve banking compliance policies, procedures, and controls to align with internal standards as well as external regulatory and partner expectations • Lead regulatory, partner, and internal audits related to banking products, including preparation, response coordination, and remediation tracking. What You'll Bring • 7+ years of experience in financial services compliance, with deep experience in banking and fintech environments. • Hands-on experience working with bank partners and engaging with state and federal regulatory agencies. • Strong knowledge of applicable banking and consumer protection regulatory frameworks, including Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), the Electronic Fund Transfer Act (EFTA), the Truth in Savings Act (TISA), and money transmission laws. • Demonstrated ability to design and scal

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