Regulatory Compliance Manager

Allica Bank·London Officemid

En corto

→Gestiona el marco de cumplimiento regulatorio de un banco británico para PYMES.
→Realiza análisis, defensa y supervisión independiente de normativas FCA, PRA, PSR, etc., con enfoque en cambios regulatorios y notificaciones.
→Destaca por ser parte clave en un banco fintech de rápido crecimiento con alto grado de independencia en segunda línea de defensa.

Experiencia trabajando en entornos regulatorios UK con capacidad para comunicarse en inglé

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¿Qué piden?

✓Experiencia en cumplimiento regulatorio en entidades financieras del Reino Unido.
✓Conocimiento profundo del marco FCA, PRA, PSR, FSCS y SMCR.
✓Habilidad para interpretar normas y gestionar cambios regulatorios.
✓Capacidad para desarrollar y mantener inventarios de obligaciones regulatorias.
✓Experiencia en análisis de riesgos y gestión de brechas regulatorias.
✓Competencias en comunicación con equipos de primera línea y órganos de gobernanza.

¿No cumplís todo? Es lo normal — tu dossier gratis te dice qué gaps tenés y cómo cubrirlos en la entrevista.

FCA HandbookPRA HandbookPSRFSCSSMCRRegulatory Change ManagementObligations InventoryCompliance FrameworkHorizon ScanningRegulatory Reporting

¿A quién escribirle en Allica Bank?

Tu dossier gratis identifica a las personas que te entrevistarían — con su background, qué valoran y cómo escribirles para destacar antes de aplicar.

About Allica Bank Allica is the UK’s fastest growing company - and the fastest-growing financial technology (Fintech) firm ever. Our purpose is to help established SMEs, one of the last major underserved opportunities in Fintech. Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely neglected both by traditional high street banks and modern fintech providers. Department Description The Compliance function is Allica Bank's independent second line for managing regulatory compliance risk. It helps the Bank grow safely by making regulatory obligations clear, practical and evidenced, while preserving 1LOD ownership of day-to-day compliance and maintaining independent oversight and challenge. This role sits within the compliance and conduct team, reporting to the “Senior Manager Compliance and Conduct”. The wider department includes Financial Crime, Operational Risk, and an Assurance team, all of which report to the Chief Compliance Officer (SMF16). The compliance and conduct team support the design and operation of a scalable compliance risk framework for a UK business bank serving SME customers. Role Description Provide independent 2LOD oversight, advice and challenge over the Bank's compliance with applicable FCA, PSR, FSCS and other relevant regulatory obligations, which can include PRA requirements in conjunction with the 2LOD Financial Risk teams. Maintain and develop the regulatory compliance framework, obligations inventory, regulatory change process, perimeter and permissions oversight, regulatory reporting oversight, breach and notification framework, SMCR governance support, regulatory engagement processes and compliance MI. The role supports, advises, monitors, challenges and escalates to the CCO/SMF16 and relevant governance forums. In scope: regulatory compliance framework, obligations mapping, rule interpretation, regulatory change, compliance advice and challenge, regulatory reporting oversight, breach/notification management, SMCR governance support, policy standards, evidence management and senior governance reporting. Out of scope: Conduct Risk ownership, Consumer Duty/customer outcome monitoring, fair value, vulnerable customer oversight, complaints root cause, DISP ownership, customer redress, Financial Crime, prudential risk ownership, operational resilience ownership, formal legal advice, Internal Audit and 1LOD control operation. Principal Accountabilities The role holder will own and be responsible for a number of the following accountabilities, and will support the “Senior Manager Compliance and Conduct" with the others. e. you do not need to have experience for all the below, but you must be able to take responsibility for a number of these accountabilities). The ultimate Accountability remains with the SMF16. Maintain and develop the Bank's regulatory compliance framework, including taxonomy, risk appetite, KRIs, policy standards, obligations mapping, Horizon Scanning, escalation routes and governance reporting. Maintain the regulatory obligations inventory and map applicable requirements to accountable owners, policies, controls, MI, assurance and evidence. Provide 2LOD advice and challenge on FCA/PRA Handbook requirements, permissions, perimeter, regulatory change, SMCR, regulatory reporting, breaches, notifications and regulatory engagement. Support 1LOD on perimeter and permissions assessments for new products, business changes, partnerships, customer segments, distribution models, countries of operation and structural changes. Own or support regulatory change and horizon scanning, including impact assessment, gap analysis, implementation oversight and reporting to governance forums. Review and challenge new product papers, including product compliance checklists, financial promotions, product information, and any rule applicability.

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